FCA

The insurance sector responds to the FCA’s non-financial misconduct survey

By Christopher Fisher & Ruth Neligan on March 25, 2024

Firms in the insurance sector have submitted their responses to the FCA’s recent survey into non-financial misconduct and, before too long, other regulated firms may receive similar survey requests.

In this update, we look at the questions the FCA is asking and what we might expect next.

Not so ‘plain and simple’: the new draft FCA rules for non-financial misconduct

By Christopher Fisher & Ruth Neligan on December 13, 2023

Posted in Employment

Our latest legal update considers the amendments recently proposed by the Financial Conduct Authority (“FCA”) to its Conduct Rules, to include non-financial misconduct such as bullying and harassment.

We look at issues including:

When behaviour will be considered work-related as opposed to something that is part of an employee’s personal or private life.

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